Judge Analisa Torres has granted a request from the United States Securities and Exchange Commission (SEC) to file a motion for leave to file an interlocutory appeal in its case against Ripple Labs.
West Virginia Attorney General Patrick Morrisey announced a coalition of 10 states will file a legal challenge to new regulations requiring public companies to disclose their climate-related risks and ...
The U.S. Securities and Exchange Commission (SEC) submitted a sealed motion containing more than 35 exhibits in a case against Binance, the world’s largest cryptocurrency exchange which already faces ...
The SEC’s September 17, 2024, actions signal its commitment to penalize non-compliance, while encouraging market participants to self-report violations. On September 17, 2024, the US Securities and ...
On December 20, 2024, the U.S. Securities and Exchange Commission (SEC) announced that it settled charges issued against one registered investment adviser and two private companies for failing to file ...
The U.S. Securities & Exchange Commission has filed charges against an Orcutt financial adviser accused of defrauding nine victims of more than $2 million. The legal action occurred days before the ...
The Securities and Exchange Commission has filed charges in federal court against Virtu Financial over allegations the broker-dealer made materially false and misleading statements with respect to how ...
The U.S. Securities and Exchange Commission has sued billionaire Elon Musk, saying he failed to disclose his ownership of Twitter stock in a timely manner in early 2022, before buying the social media ...
The U.S. Securities and Exchange Commission (SEC) has filed a lawsuit against Consensys, alleging significant violations of federal securities laws. The SEC claims that Consensys failed to register as ...
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