(i) An introduction and an executive summary that contains a description of the FCM’s business, identifies the FCM’s Chief Executive Officer (CEO) and CCO and the time period of the annual report; (ii ...

CHARLOTTE, N.C. — Helms Jarrell got a letter. She saw the envelope and said she thought it was from Charlotte code enforcement. The return address said, "Code violation fines and review." The letter ...

The Commodity Futures Trading Commission's (CFTC or Commission) Market Participants Division (MPD) issued Letter 25-09, which effectively eliminates the pre-trade mid-market mark (PTMMM) disclosure ...

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...

Blockchain-based predictions market Polymarket now has the green light to operate in the US. The platform CEO, Shayne Coplan, disclosed this on X after the Commodities Futures Trading Commission (CFTC ...

In response to a request for no-action submitted by the law firm Latham & Watkins on March 12, 2025 (No-Action Letter), the Securities and Exchange Commission (SEC) Division of Corporation Finance’s ...

Yesterday, the Securities and Exchange Commission’s Division of Investment Management issued a no-action letter regarding the provision of custody for cryptocurrencies. A no-action letter is not a ...

Joel Loynd’s obsession with uncovering bad games and even worse hardware so you don’t have to has led him on this path. Since the age… We uphold a strict editorial policy that focuses on factual ...

The U.S. Securities and Exchange Commission has not always had the lightest touch with the crypto industry, but a rare "no-action" letter issued Monday to a startup suggests times may be changing. The ...